Operations Research, Decision Making

Decision making, operations research, transportation science, supply chain and revenue management, network reliability and optimization

ISR is a recognized leader in decision making and operations research. Our faculty and students established a model-based systems engineering approach for integrated product process design, including object-oriented models of system behavior and structure, and optimization-based tradeoff analysis. We also developed formal model checking methodology for validation, verification and safety of hybrid biological and automotive systems. We have developed models for decision making, including for mass vaccination clinics and other public health needs. Our systematic approach for computer-aided manufacturability analysis of machined parts brought the problem of existence of alternative interpretations to the attention of the feature recognition community. We developed efficient algorithms and software, including neural network models, for input-output behavior and model predictive control of chemical processes—making semiconductor wafer fabrication more efficient. Perhaps most significantly, for more than 20 years, as part of the NEXTOR consortium, ISR researchers have conducted operations research for the Federal Aviation Administration in air traffic management and control, aviation economics and policy, and performance evaluation and metrics.

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Recent publications

2023

Economic Decision Guide Software (EDGe$) with Loss Amplification and Risk Aversion: Wildfire Urban Interface (WUI) Case Studies

Sherief M. Elsibaie, Bilal M. Ayyub, Jennifer F. Helgeson, Christina C. Gore, David T. Butry

This report demonstrates an example of loss amplification and risk aversion in benefit-cost analysis (BCA) for community resilience planning. The tool used is the NIST Economic Decision Guide Software (EDGe$) Online Tool, which assesses the economic feasibility of community resilience alternatives. Loss amplification arises from a catastrophe modeling method used to represent the increased costs associated with repair activity during a demand surge after a large catastrophe and could also be applied to mortality costs if the age of mortality is expected to skew younger. Risk aversion is a measure of a community’s (or other entity’s) preference to avoid uncertainty. Risk aversion parameters can be used to compute certainty equivalent payoffs from uncertain payoffs and specific levels of risk aversion. A fictitious case study of wildfire disaster planning of a wildland-urban interface (WUI) is employed to demonstrate these two model enhancements (i.e., loss amplification and risk aversion) and their effects on the economic indicator outputs from EDGe$. The presented case study evaluates a binary development choice related to the resilience of a large presidential library from the perspective of two neighboring communities

NIST Special Publication SP 1296

Papers presented at ASCE Inspire 2023 (Ayyub and multiple additional authors)

Freight Rail Network Topological Analysis Weighted by Hazmat Commodity Volumes, Traffic Density, and Population at Risk

Weighted Rail Network Topological Analysis: Efficiency, Eccentricity, and Related Attributes

Impacts of Energy Transformation on Coal Rail Transportation: Estimates and Projections for the Period 2005–2050

Freight Rail Network Topological Analysis Weighted by Hazmat Commodity Volumes, Traffic Density, and Population at Risk

Risk Tolerance and Attitudes in the Economics of Electric Power and Gas Utilities: Case of Wildfire for Community Resilience

Topology-based Analysis of Freight Railroad Networks for Resilience: Unweighted and Weighted Using Waybill Data

Bilal Ayyub, Yujie Mao, Majed Hamed, Sherief Elsibaie, Magdy Elsibaie

The Federal Railroad Administration sponsored a team at the University of Maryland at College Park’s Center for Technology and Systems Management (CTSM) to develop methods and illustratively assess the weighted connectedness efficiency of U. S. freight railroad networks based on commodity volumes and examine node and link criticality for the entire network’s performance based on waybill data to inform planning decisions. Research was conducted from 2019 to 2022 at the CTSM.

U.S. DOT Federal Railroad Administration report

Topology-based Analysis of Freight Railroad Networks for Resilience: Unweighted and Weighted Using Waybill Data

Bilal Ayyub, Yujie Mao, Majed Hamed, Sherief Elsibaie, Magdy Elsibaie

The Federal Railroad Administration sponsored a team at the University of Maryland at College Park’s Center for Technology and Systems Management (CTSM) to develop methods and illustratively assess the weighted connectedness efficiency of U. S. freight railroad networks based on commodity volumes and examine node and link criticality for the entire network’s performance based on waybill data to inform planning decisions. Research was conducted from 2019 to 2022 at the CTSM.

U.S. DOT Federal Railroad Administration report

2021

Having a Bad Day? Predicting High Delay Days in the National Airspace System

Lu Dai, Mark Hansen, Michael Ball, David Lovell

The authors apply machine learning algorithms to model the system delay and predict high delay days in the U.S. National Airspace System for the 2010s. A broader scope of factors that may affect the system delay is examined, including queueing delays, terminal conditions, convective weather, wind, traffic volume, and special events. They train models to relate the system delay to these features spatially and temporally, and compare the performance of penalized regressions, kernelized support vector regressions, and ensemble regressions.

14th USA/Europe Air Traffic Management Research and Development Seminar (ATM2021)

Causal analysis of flight en route inefficiency

Yulin Liu, Mark Hansen, Michael Ball, Thomas Vossen

En route inefficiency is measured in terms of extra distance flown by an aircraft, above a benchmark distance that relates to the theoretical shortest distance route (great circle route). In this paper, the authors explore causal relations among en route inefficiency with multiple identified sources: convective weather, wind, miles-in-trail (MIT) restrictions, airspace flow programs (AFPs) and special activity airspace (SAA). They propose two mechanisms – strategic route choice and tactical reroute – to ascribe flight en route inefficiency to these factors.

Transportation Research Part B: Methodological

Dynamic Slot Exchange Mechanisms in Air Traffic Management

Michael Ball, Thomas Vossen

The researchers use the slot exchange concept as a starting point to present and analyze two advanced exchange mechanisms. They replace the current one-for-one exchange mechanism, i.e. compression, with a two-for-two exchange mechanism. Subsequently, they add the possibility of monetary side-payments to the exchange. Implementation of the the two-for-two exchange mechanism requires the solution of a mediator problem, which must determine the set of two-for-two offers to accept. The incorporation of monetary side payments represents a fundamental shift from barter to a true marketplace. Supporting such a marketplace requires the development of an appropriate auction mechanism. In both cases, the effectiveness of the exchange mechanisms should be measured by comparing the efficiency of the allocations the mechanisms can achieve with a globally optimal allocation. Each of these topics represents an interesting research challenge, which the authors address.

TRISTAN V: The Fifth Triennial Symposium on Transportation Analysis

2020

Incorporating User Preferences in Time-Based Flow Management Operations

Yeming Hao, Sergio Torres, David Lovell, Michael Ball

Traffic flow systems that balance demand versus capacity at busy airports assign Controlled Times of Arrival (CTAs) to incoming flights. This paper evaluates a strategy to assign these CTAs based on user-provided priority lists. The user-provided priority is used to drive a slot swapping algorithm that looks for opportunities to rearrange the order of flights in the CTA queue in a way that decreases delay cost. The authors quantify potential savings by comparing the queue after swapping with the default first-come-first-served rule.

2020 AIAA/IEEE 39th Digital Avionics Systems Conference

An Arrival Scheduling Model for Incorporating Collaborative Decision-Making Concepts into Time-Based Flow Management

Yeming Hao, David Lovell, Michael Ball, Sergio Torres, Gaurav Nagle

This paper proposes a flight scheduling scheme–2-opt-swap, which assigns controlled times of arrival (CTAs) for flights reaching the Freeze Horizon and allows certain slot swapping between different flights with the goal of reducing total controlled arrival delay cost over all carriers. The allowable swaps are predicated on models of carrier preferences following a Collaborative Decision-Making paradigm. Monte Carlo simulations were designed to prove the benefits of this new CTA scheduling scheme, compared to a baseline model of first-come-first-served discipline, which is currently used in Time-Based Flow Management.

2020 International Conference on Research in Air Transportation (ICRAT)

2023

PASA: A Priori Adaptive Splitting Algorithm for the Split Delivery Vehicle Routing Problem

Nariman Torkzaban, Anousheh Gholami, John Baras, Bruce Golden

The split delivery vehicle routing problem (SDVRP) is a relaxed variant of the capacitated vehicle routing problem (CVRP) where the restriction that each customer is visited precisely once is removed. Compared with CVRP, the SDVRP allows a reduction in the cost of the routes traveled by vehicles. The exact methods to solve the SDVRP are computationally expensive. Moreover, the complexity and difficult implementation of the state-of-the-art heuristic approaches hinder their application in real-life scenarios of the SDVRP. In this paper, the authors propose an easily understandable and effective approach to solve the SDVPR based on an a priori adaptive splitting algorithm (PASA).

International Transactions in Operational Research

2021

Voice Interface Technology Adoption by Patients With Heart Failure: Pilot Comparison Study

Lida Anna Apergi, Margret Bjarnadottir, John Baras, Bruce Golden, Kelley M Anderson, Jiling Chou, Nawar Shara

This is a study of the engagement of patients with heart failure with voice interface technology. In particular, the authors investigate which patient characteristics are linked to increased technology use.

JMIR mHealth and uHealth

 

2020

An optimization model for multi-appointment scheduling in an outpatient cardiology setting

Lida Apergi, Bruce Golden, John Baras, Kenneth Wood

This research tackles the problem of outpatient scheduling in the cardiology department of a large medical center, where patients have to go through a number of diagnostic tests and treatments before they are able to complete a final interventional procedure or surgery. The authors develop an integer programming (IP) formulation to ensure that the outpatients will go through the necessary procedures on time, that they will have enough time to recover after each step, and that their availability will be taken into account.

Operations Research for Health Care

2020

Iterative Pre-Conditioning to Expedite the Gradient-Descent Method

Kushal Chakrabarti, Nirupam Gupta, Nikhil Chopra

The authors propose an iterative pre-conditioning method that significantly reduces the impact of the conditioning of the minimization problem on the convergence rate of the traditional gradient-descent algorithm.

arXiv.org

Decentralized Multi-subsystem Co-design Optimization Using Direct Collocation and Decomposition-based Methods

Tianchen Liu, Shapour Azarm, Nikhil Chopra

Two decentralized (multi-level and bi-level) approaches are formulated to solve multi-subsystem co-design problems, which are based on the direct collocation and decomposition-based optimization methods.

Journal of Mechanical Design

2023

Smart Predict-then-Optimize for Two-Stage Linear Programs with Side Information

Alexander Estes, Jean-Philippe Richard

This is a study of two-stage linear programs with uncertainty in the right-hand side in which the uncertain parameters of the problem are correlated with a variable called the side information, which is observed before an action is made. The authors propose an approach in which a linear regression model is used to provide a point prediction for the uncertain parameters of the problem. Using an approach called smart predict-then-optimize, rather than minimizing a typical loss function for regression, such as squared error, the authors approximately minimize the objective value of the resulting solutions to the optimization problem.

INFORMS Journal on Optimization

2023

Simulation Optimization in the New Era of AI

Yijie Peng, Chun-Hung Chen, Michael Fu

A review of simulation optimization methods with a discussion of how these methods underpin modern artificial intelligence (AI) techniques. In particular, the authors focus on three areas: stochastic gradient estimation, which plays a central role in training neural networks for deep learning and reinforcement learning; simulation sample allocation, which can be used as the node selection policy in Monte Carlo tree search; and variance reduction, which can accelerate training procedures in AI.

INFORMS Tutorials in Operations Research

Stochastic Control for Organ Donations: A Review

Xingyu Ren, Michael Fu, Steve Marcus

The authors review the literature on individual patient organ acceptance decision making by presenting a Markov Decision Process (MDP) model to formulate the organ acceptance decision process as a stochastic control problem. Under the umbrella of the MDP framework, they classify and summarize the major research streams and contributions. In particular, they focus on control limit-type policies, which are shown to be optimal under certain conditions and easy to implement in practice. Finally, we briefly discuss open problems and directions for future research.

Systems & Control Letters

Bandit-Based Multi-Start Strategies for Global Continuous Optimization

Phillip Guo, Michael Fu

Global continuous optimization problems are often characterized by the existence of multiple local optima. For minimization problems, to avoid settling in suboptimal local minima, optimization algorithms can start multiple instances of gradient descent in different initial positions, known as a multi-start strategy. One key aspect in a multi-start strategy is the allocation of gradient descent steps as resources to promising instances. The authors propose new strategies for allocating computational resources, developed for parallel computing but applicable in single-processor optimization. Specifically, they formulate multi-start as a Multi-Armed Bandit (MAB) problem, viewing different instances to be searched as different arms to be pulled.

2022 Winter Simulation Conference (WSC)

Policy Evaluation with Stochastic Gradient Estimation Techniques

Yi Zhou, Michael Fu, Ilya Ryzhov

This work considers policy evaluation in a finite-horizon setting with continuous state variables. The Bellman equation represents the value function as a conditional expectation, which can be further transformed into a ratio of two stochastic gradients. By using the finite difference method and the generalized likelihood ratio method, the authors propose new estimators for policy evaluation and show how the value of any given state can be estimated using sample paths starting from various other states.

2022 Winter Simulation Conference (WSC)

Using Importance Sampling for Rare-Event Gradient Estimation

Yuanlu Bai, Shengyi He, Henry Lam, Guangxin Jiang, Michael Fu

Importance sampling (IS) is a powerful tool for rare-event estimation. However, in many settings, we need to estimate not only the performance expectation but also its gradient. In this paper, the authors build a bridge from the IS for rare-event estimation to gradient estimation. They establish that, for a class of problems, an efficient IS sampler for estimating the probability of the underlying rare event is also efficient for estimating gradients of expectations over the same rare-event set.

2022 Winter Simulation Conference (WSC)

Using Importance Sampling in Estimating Weak Derivatives

Cheng Jie, Michael Fu

The authors study simulation-based methods for estimating gradients in stochastic networks. They derive a new method of calculating weak derivative estimators using importance sampling transform, with less computational cost than the classical method. In the context of M/M/1 queueing network and stochastic activity network, the researchers analytically show their new method will not result in a great increase of sample variance of the estimators.

arXiv.org

2022

Optimal Acceptance of Incompatible Kidneys

Xingyu Ren, Michael Fu, Steve Marcus

Incompatibility between patient and donor is a major barrier in kidney transplantation (KT). The increas- ing shortage of kidney donors has driven the development of desensitization techniques to overcome this immunological challenge. Compared with compatible KT, patients undergoing incompatible KTs are more likely to experience rejection, infection, malignancy, and graft loss. We study the optimal acceptance of possibly incompatible kidneys for individual end-stage kidney disease patients. To capture the effect of incompatibility, we propose a Markov Decision Process (MDP) model that explicitly includes compatibility as a state variable. The resulting higher-dimensional model makes it more challenging to analyze, but under suitable conditions, we derive structural properties including control limit-type optimal policies that are easy to compute and implement. Numerical examples illustrate the behavior of the optimal policy under different mismatch levels and highlight the importance of explicitly incorporating the incompatibility level into the acceptance decision when desensitization therapy is an option.

arXiv.org

Copula sensitivity analysis for portfolio credit derivatives

Lei Lei, Yijie Peng, Michael Fu, Jian-Qiang Hu

Modeling dependence among input random variables is often critical for performance evaluation of stochastic systems, and copulas provide one approach to model such dependence. In the financial industry, the dependence among default times of different assets drives the pricing of portfolio credit derivatives, including basket default swaps and collateralized debt obligations. Copula sensitivities provide information about how changes in the dependence level affect the output. The authors study sensitivity analysis of elliptical copulas and Archimedean copulas using infinitesimal perturbation analysis, and an unbiased estimators is derived using conditional Monte Carlo (CMC) to address discontinuities that arise in portfolio credit derivatives.

European Journal of Operational Research

Importance Sampling for Rare-Event Gradient Estimation

Yuanlu Bai, Shengyi He, Henry Lam, Guangxin Jiang, Michael Fu

Importance sampling (IS) is a powerful tool for rare-event estimation. However, in many settings, we need to estimate not only the performance expectation but also its gradient. In this paper, the authors build a bridge from the IS for rare-event estimation to gradient estimation. They establish that, for a class of problems, an efficient IS sampler for estimating the probability of the underlying rare event is also efficient for estimating gradients of expectations over the same rare-event set. They show that both the infinitesimal perturbation analysis and the likelihood ratio estimators can be studied under the proposed framework.

Proceedings of the 2022 Winter Simulation Conference

2021

Variance Reduction for Generalized Likelihood Ratio Method in Quantile Sensitivity Estimation

Yijie Peng, Michael Fu, Jiaqiao Hu, Pierre l’Ecuyer, Bruno Tuffin

The authors apply the generalized likelihood ratio (GLR) methods in Peng et al. (2018) and Peng et al. (2021) to estimate quantile sensitivities. Conditional Monte Carlo and randomized quasi-Monte Carlo methods are used to reduce the variance of the GLR estimators. The proposed methods are applied to a toy example and a stochastic activity network example. Numerical results show that the variance reduction is significant.

INRIA's HAL multi-disciplinary open access archive

Adaptive Importance Sampling for Efficient Stochastic Root Finding and Quantile Estimation

Shengyi He, Guangxin Jiang, Henry Lam, Michael Fu

In solving simulation-based stochastic root-finding or optimization problems that involve rare events, such as in extreme quantile estimation, running crude Monte Carlo can be prohibitively inefficient. To address this issue, importance sampling can be employed to drive down the sampling error to a desirable level. However, selecting a good importance sampler requires knowledge of the solution to the problem at hand, which is the goal to begin with and thus forms a circular challenge. We investigate the use of adaptive importance sampling to untie this circularity.

arXiv.org

2020

Predictive Modeling for Epidemic Outbreaks

Jian Chen, Michael Fu, Wenhong Zhang, Junhua Zheng

Describes a new discrete-time Markov chain predictive model for the COVID-19 pandemic that provides a way to estimate parameters from available data and is computationally tractable both in terms of parameter estimation and in model output analysis. This model has been adopted by the first Shanghai assistance medical team in Wuhan’s Jinyintan Hospital, where the forecasts have been used for preparing and allocating medical staff, ICU beds, ventilators, and other critical care medical resources and for supporting medical management decisions.

Asia-Pacific Journal of Operational Research

2021

Automatically Discovering Mechanical Functions from Physical Behaviors via Clustering

Kevin Chiu, David Anderson, Mark Fuge

The paper unpacks what it means to discover interesting behaviors or functions we do not know about a priori using data from experiments or simulation in a fully unsupervised way. Doing so enables computers to invent or re-invent new or existing mechanical functions given only measurements of physical fields (e.g., pressure or electromagnetic fields) without directly specifying a set of objectives to optimize.

Proceedings of the ASME 2021 International Design Engineering Technical Conferences & Computers and Information in Engineering Conference

Locally Optimizable Joint Embedding Framework to Design Nitrogen-rich Molecules that are Similar but Improved

Sangeeth Balakrishnan, Francis VanGessel, Zois Boukouvalas, Brian Barnes, Mark Fuge, Peter Chung

Deep learning has shown great potential for generating molecules with desired properties. But the cost and time required to obtain relevant property data have limited study to only a few classes of materials for which extensive data have already been collected. The authors develop a deep learning method that combines a generative model with a property prediction model to fuse small data of one class of molecules with larger data in another class.

Molecular Informatics

How should we measure creativity in engineering design? A Comparison of social science and engineering approaches

Scarlett R. Miller, Samuel T. Hunter, Elizabeth Starkey, Sharath Kumar Ramachandran, Faez Ahmed, Mark Fuge

Design researchers have long sought to understand the mechanisms that support creative idea development. However, one of the key challenges faced by the design community is how to effectively measure the nebulous construct of creativity. The social science and engineering communities have adopted two vastly different approaches to solving this problem, both of which have been deployed throughout engineering design research. This paper compares and contrasts these two approaches using design ratings of nearly 1000 engineering design ideas. While these two methods provide similar ratings of idea quality, there was a statistically significant negative relationship between these methods for ratings of idea novelty. The results also show discrepancies in the reliability and consistency of global ratings of creativity and provide guidance for the deployment of idea ratings in engineering design research and evidence.

ASME Journal of Mechanical Design

2019

Using Semantic Fluency Models Improves Network Reconstruction Engineering Knowledge

Thurston Sexton, Mark Fuge

The paper directly models a cognitive process by which technicians may record work orders, recovering implied engineering knowledge about system structure by processing written records.

ASME 2019 International Design Engineering Technical Conference/Computers and Information in Engineering Conference

Checking the automated construction of finite element simulations from Dirichlet boundary conditions

Keven Chiu, Mark Fuge

From engineering analysis and topology optimization to generative design and machine learning, many modern computational design approaches require either large amounts of data or a method to generate that data. This paper addresses key issues with automatically generating such data through automating the construction of Finite Element Method (FEM) simulations from Dirichlet boundary conditions.

ASME 2019 International Design Engineering Technical Conference/Computers and Information in Engineering Conference

2021

A Hybrid Inverse Optimization-Stochastic Programming Framework for Network Protection

Stephanie Allen, Steven Gabriel, Daria Terekhov

The authors propose a hybrid method involving inverse optimization (IO) as a new approach for a road network’s traffic equilibrium problem and employ a modified two-stage stochastic model to make protection decisions using the IO information. They demonstrate the framework using two types of cost functions for the traffic equilibrium problem and show that accurate parameterizations of cost functions can change spending on protection decisions in most cases, when compared to assuming a uniform cost.

arXiv.org

A New Approach for Solving Linear Bilevel Programs Based on Parameter-Free Disjunctive Decomposition

Saeed Mohammadi, Mohammad Reza Hesamzadeh, Steven Gabriel, Dina Khastieva

Several engineering problems are modeled as linear bilevel programs (linear BLPs) where one problem (upper-level problem) has constrained variables which are optimal solutions of another problem (lower-level problem). The well-known single-level reformulation approach replaces the lower-level linear program with its Karush-Kuhn-Tucker optimality conditions and then linearizes the complementary slackness conditions employing the big-M technique. Although this approach is relatively simple and upstanding, it requires finding the disjunctive parameters (big-M). Regularly heuristic techniques are used to tune the big-M parameters. It is well-known that these techniques could fail, even though they are common. Finding the correct big-M parameters is computational challenging and it is recently shown to be NP-hard in several applications. This research presents a new parameter-free disjunctive decomposition algorithm tailored for the linear BLPs which (1) does not need finding the big-M parameters, (2) guarantees that the obtained solution is optimal to the given linear BLP, and (3) it is computationally advantageous. Our experience shows promising performance of the proposed algorithm in solving several linear BLPs.

31st European Conference on Operational Research (EURO2021)

2020

Lookahead and Hybrid Sample Allocation Procedures for Multiple Attribute Selection Decisions

Jeffrey W. Herrmann, Kunal Mehta

Attributes provide critical information about the alternatives that a decision-maker is considering. When their magnitudes are uncertain, the decision-maker may be unsure about which alternative is truly the best, so measuring the attributes may help the decision-maker make a better decision. This paper considers settings in which each measurement yields one sample of one attribute for one alternative.

arXiv.org

Modeling for emergency public health clinics

Jeffrey W. Herrmann and multiple colleagues

From 2005–2013, Professor Jeffrey W. Herrmann (ME/ISR) worked on public health research with the U.S. Centers for Disease Control and Prevention (CDC); the Montgomery County, Maryland, Advanced Practice Center for Public Health Emergency Preparedness and Response; and the National Association of County and City Health Officials (NACCHO).

Specifically, Herrmann and his colleagues created mathematical and simulation models of mass dispensing and vaccination clinics (also known as points of dispensing or PODs). They also developed decision support tools to help emergency preparedness planners design clinics that have enough capacity to serve residents quickly while avoiding unnecessary congestion.

A poor clinic design has insufficient capacity and long lines of patients waiting for vaccinations or other services such as testing and triage. More patients require more space as they wait to receive treatment. If too many patients are in the clinic, they cause congestion, crowding, confusion, and the potential spread of disease. Herrmann's models and support tools help planners design clinics that have better patient flow and are able to process people more quickly and efficiently.

This research originally was developed with mass dispensing and vaccination clinics in mind. However, the principles behind the models and support tools are useful for those setting up emergency clinics to combat the COVID-19 pandemic. They are offered free of charge.

2022

Developing Capacity Estimation Metrics for Airports Accommodating Smaller Aircraft Using Locally Collected Automated Dependent Surveillance-Broadcast Data

Danae Mitkas, David Lovell, Sandeep Venkatesh, Seth Young

The researchers used home-built automated dependent surveillance-broadcast (ADS-B) data collection units to develop aircraft performance characteristics that could be used to model small airport capacity at general aviation airports. These units returned highly accurate and rich collected and processed data. The performance metrics were reasonable, valid, and applicable for use as inputs to future airport capacity models.

Transportation Research Record

2021

Leveraging local ADS-B transmissions to assess the performance of air traffic at general aviation airports

Danae Mitkas, David Lovell, Sandeep Venkatesh, Seth Young

This paper presents details of a novel hardware and software architecture for locally and automatically recording air traffic operations data at general aviation airports, including those that primarily serve smaller aircraft and may not have any other means, such as control towers, to collect such data.

14th USA/Europe Air Traffic Management Research and Development Seminar (ATM2021)

Having a Bad Day? Predicting High Delay Days in the National Airspace System

Lu Dai, Mark Hansen, Michael Ball, David Lovell

The authors apply machine learning algorithms to model the system delay and predict high delay days in the U.S. National Airspace System for the 2010s. A broader scope of factors that may affect the system delay is examined, including queueing delays, terminal conditions, convective weather, wind, traffic volume, and special events. They train models to relate the system delay to these features spatially and temporally, and compare the performance of penalized regressions, kernelized support vector regressions, and ensemble regressions.

14th USA/Europe Air Traffic Management Research and Development Seminar (ATM2021)

Activity Identification using ADS-B data at General Aviation Airports

Danae Mitkas, David Lovell, Sandeep Venkatesh, Seth Young

This paper describes efforts to autonomously classify flight activities at small general aviation airports. The research team has Automatic Dependent Surveillance – Broadcast equipment installed at several small airports in the continental U.S. Data from these devices are consolidated in an Amazon Web Services cloud-based database and computing platform. A number of steps are taken to filter and clean the original data. Individual location records are stitched together to form flights. Supervised learning and clustering techniques are then applied to these flights to classify them according to their operations types. Because small airports are often connected to flight training schools, a particular focus of the project is classifying activities that are more typical of training procedures, and which would be less prevalent at airports where active training activities were not taking place. At the end of the classification process all detected flights receive a label indicating their operation type. This information can later be used to produce counts per operation per airport.

AIAA Aviation 2021 Forum

2020

Incorporating User Preferences in Time-Based Flow Management Operations

Yeming Hao, Sergio Torres, David Lovell, Michael Ball

Traffic flow systems that balance demand versus capacity at busy airports assign Controlled Times of Arrival (CTAs) to incoming flights. This paper evaluates a strategy to assign these CTAs based on user-provided priority lists. The user-provided priority is used to drive a slot swapping algorithm that looks for opportunities to rearrange the order of flights in the CTA queue in a way that decreases delay cost. The authors quantify potential savings by comparing the queue after swapping with the default first-come-first-served rule.

2020 AIAA/IEEE 39th Digital Avionics Systems Conference

An Arrival Scheduling Model for Incorporating Collaborative Decision-Making Concepts into Time-Based Flow Management

Yeming Hao, David Lovell, Michael Ball, Sergio Torres, Gaurav Nagle

This paper proposes a flight scheduling scheme–2-opt-swap, which assigns controlled times of arrival (CTAs) for flights reaching the Freeze Horizon and allows certain slot swapping between different flights with the goal of reducing total controlled arrival delay cost over all carriers. The allowable swaps are predicated on models of carrier preferences following a Collaborative Decision-Making paradigm. Monte Carlo simulations were designed to prove the benefits of this new CTA scheduling scheme, compared to a baseline model of first-come-first-served discipline, which is currently used in Time-Based Flow Management.

2020 International Conference on Research in Air Transportation (ICRAT)

2023

The urban air mobility problem

Bruce Golden, Eric Oden, S. Raghu Raghavan

Over the next two decades, Urban Air Mobility (UAM) Systems are anticipated to revolutionize the mass transportation industry. As envisioned presently, these systems will consist of electric vertical take-off and landing aircraft (eVTOLs) that operate from specially designed ports dispersed throughout a city. The authors consider the network logistics associated with the operation of a UAM system in its early phases, and focus on a problem of "routing and scheduling eVTOLs to maximize passenger throughput." Key challenges for providers are the temporal nature of the demand, time windows for customers, and battery management constraints of the eVTOLs. A three-index, arc-based formulation is developed which routes eVTOLs over a time-expanded network.

Annals of Operations Research

The rendezvous vehicle routing problem

Bruce Golden, Eric Oden, S. Raghu Raghavan

This article considers a novel scheme for same-day delivery with a strong potential to reduce transportation costs. A delivery company has two distinct fleets for last-mile delivery: trucks with known (i.e., fixed) delivery routes leaving early in the day carrying one or more-day delivery packages, and shuttles leaving later in the day carrying same-day delivery packages. By allowing shuttles to intercept trucks and hand off packages for truck delivery it may be possible to leverage the unfinished portion of truck routes to shorten the delivery routes of the shuttles. This is the Rendezvous Vehicle Routing Problem. The authors present a mathematical formulation of the problem, as well as a column generation algorithm that can quickly find optimal solutions for instances with up to 200 nodes. They also develop and demonstrate the effectiveness of a specialized heuristic for use in larger instances with up to 1000 nodes. Their computational study validates the efficacy of truck-shuttle synchronization in this scheme, demonstrating an average savings of 20% across the test instances.

Optimization Letters

The Driver-Aide Problem: Coordinated Logistics for Last-Mile Delivery

Rui Zhang, S. Raghu Raghavan

Last-mile delivery is a critical component of logistics networks accounting for approximately 30-35% of costs. As delivery volumes have increased, truck route times have become unsustainably long. To address this issue, many logistics companies, including FedEx and UPS, have resorted to using a “Driver-Aide” to assist with deliveries. In the “Driver-Aide Problem,” a truck is equipped with both a “driver” and an “aide.” The aide can assist the driver in two ways. As a “Jumper,” the aide works with the driver in preparing and delivering packages, thus reducing the service time at a given stop. As a “Helper," the aide can independently work at a location delivering packages, while the driver leaves to deliver packages at other locations and then returns. Given a set of delivery locations, travel times, service times, and the jumper’s savings, the goal is to determine both the delivery route and the most effective way to use the aide (e.g., sometimes as a jumper and sometimes as a helper) to minimize the total delivery time.

In this paper, the authors model this problem as an integer program with an exponential number of variables and an exponential number of constraints, and propose a branch-cut-and-price approach for solving it. Computational experiments are based on simulated instances built on real-world data provided by an industrial partner. More importantly, the results characterize the conditions in which this novel operation mode can lead to significant savings in terms of both completion time and cost. The results show that the driver-aide with both jumper and helper modes is most effective when there are denser service regions and when the truck’s speed is greater than or equal to 10 MPH. Coupled with an economic analysis, the authors come up with rules of thumb that could be used in practice. They find that service delivery routes with greater than 50% of the time devoted to delivery (as opposed to driving) provide the greatest benefit. These routes are characterized by a high density of delivery locations.

S. Raghavan preprint website

2022

Improving Broader Sharing to Address Geographic Inequity in Liver Transplantation

Shubham Akshat, Liye Ma, S. Raghu Raghavan

This paper studies the deceased-donor liver allocation policies in the United States (U.S.). In the transplant community, broader organ sharing is believed to mitigate geographic inequity in organ access, and recent policies are moving in that direction in principle. The liver allocation policy has gone through three major modifications in the last nine years. Despite these modifications, geographic inequity persists. The authors illustrate that a policy that equalizes the supply (deceased donors)-to-demand (waiting list patients) ratios across geographies is better than Acuity Circles in achieving geographic equity at the lowest trade-off on efficiency metrics.

INFORMS Journal of Manufacturing and Service Operations Management

2020

Fair Liver Transplant Allocation: A Scalable Optimization Model

Shubham Akshat, S. Raghu Raghavan, Sommer Gentry

Presents a new nonlinear integer programming model for U.S. liver transplant allocation a model that allocates donor livers to maximize minimum supply/demand ratios across all transplant centers. In simulations, the model reduces disparities and saves lives.

Raghavan preprint website

2019

Least-Cost Influence Maximization on Social Networks

Dilek Günneç, S. Raghavan, Rui Zhang

This paper focuses on the NP-hard “least-cost influence problem (LCIP)”: an influence-maximization problem where the goal is to find the least-expensive way of maximizing influence over a social network.

INFORMS Journal on Computing, Nov. 26, 2019

2020

An optimization model for multi-appointment scheduling in an outpatient cardiology setting

Lida Apergi, Bruce Golden, John Baras, Kenneth Wood

This research tackles the problem of outpatient scheduling in the cardiology department of a large medical center, where patients have to go through a number of diagnostic tests and treatments before they are able to complete a final interventional procedure or surgery. The authors develop an integer programming (IP) formulation to ensure that the outpatients will go through the necessary procedures on time, that they will have enough time to recover after each step, and that their availability will be taken into account.

Operations Research for Health Care

2019

Integrating a safety smart list into the electronic health record decreases intensive care unit length of stay and cost

Daniel Lemkin, Benoit Stryckman, Joel Klein, Jason Custer, William Bame, Louis Maranda, Kenneth Wood, Courtney Paulson, Zachary Dezman

Integrating a safety smart list into the electronic health record decreases intensive care unit length of stay and cost.

Journal of Critical Care


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